New York Times 13 November 2007
Asthma Overview
Causes
Asthma has dramatically risen worldwide over the past decades, particularly
in developed countries, and experts are puzzled over the cause of this
increase. The mechanisms that cause asthma are complex and vary among
population groups and even from individual to individual. Many asthma
sufferers have allergies, and some researchers are targeting common factors
in both these conditions. Not all people with allergies have asthma,
however, and not all cases of asthma can be explained by allergic response.
Asthma is most likely to be caused by a convergence of factors that can
include genes and various environmental and biologic triggers (infections,
dietary patterns, hormonal changes in women, and allergens).
The Allergic Response
Nearly half of adults with asthma have an allergy-related condition, which,
in most cases developed first in childhood. (In patients who first develop
asthma during adulthood, the allergic response usually does not play a
strong causal role.) Important irritants or allergens include:
Dust mites, specifically mite feces, which are coated with enzymes that
contain a powerful allergen. These are the primary allergens in the home.
Animal dander.
Pollen. An asthma attack from an allergic response to pollen is more likely
to occur during extreme air changes, such as thunderstorms. Major weather
changes, such as El Nino, can affect the timing of allergy seasons. For
example, in 1998, when the effects of El Nino were very strong, allergy and
asthma attacks occurred earlier and were markedly increased.
Molds. A 2002 study suggested that molds might produce a worse asthma attack
in adults than other allergens.
Fungi.
Cockroaches. Cockroaches are major asthma triggers and may reduce lung
function even in people without a history of asthma.
Fossil Fuels. Certain chemicals may trigger allergic rhinitis. Some experts
believe that refined fossil fuels, such as diesel fuel and particularly
kerosene, may be important triggers for allergic rhinitis. And, in people
who already have allergies or asthma, exposure to such fossil fuels may
worsen symptoms.
The Allergic Process. The allergic process, called atopy, and its connection
to asthma is not completely understood. It involves various airborne
allergens or other triggers that set off a cascade of events in the immune
system leading to inflammation and hyperreactivity in the airways. One
description is as follows:
The conductor in an orchestra of immune factors that contribute to allergies
and asthma appears to be a category of white blood cells known as helper T
cells, in particular a subgroup called Th2 cells.
Th2 cells overproduce interleukins (ILs), immune factors that are molecular
members of a family called cytokines, which are involved in the inflammatory
process.
Interleukins 4, 9, and 13 may be responsible for a first-phase asthma
attack. These interleukins stimulate the production and release of antibody
groups known as immunoglobulin E (IgE). (People with both asthma and
allergies appear to have a genetic predisposition for overproducing IgE.)
During an allergic attack, these IgE antibodies can bind to special cells in
the immune system called mast cells, which are generally concentrated in the
lungs, skin, and mucous membranes. This bond triggers the release of several
active chemicals, importantly potent molecules known as leukotrienes. These
chemicals cause airway spasms, overproduce mucus, and activate nerve endings
in the airway lining.
Another cytokine, interleukin 5, appears to contribute to a late-phase
inflammatory response. This interleukin attracts white blood cells known as
eosinophils. These cells accumulate and remain in the airways after the
first attack. They persist for weeks and mediate the release of other
damaging particles that remain in the airways.
The Immune Response. Researchers are investigating the role that T cells
play in asthma. T cells are white blood cells that are involved in the
immune response. Researchers had focused on the T cell called type 2 helper
(Th2) cells. However, a 2006 breakthrough study in the New England Journal
of Medicine suggested that a different type of T cell may play a stronger
role in asthma than previously thought.
Researchers discovered that these cells, called natural killer T cells, are
far more common in the lungs of people with asthma than in the lungs of
healthy people. Natural killer T cells are very rare, but researchers found
them in 60% of people with moderate-to-severe persistent asthma. While this
research is preliminary, it may explain why corticosteroid drugs do not work
well for some patients with asthma: Steroid drugs target Th2 and other
inflammatory cells, not natural killer T cells. Researchers think that
further investigation of natural killer T cells may lead the way to new
types of asthma drugs. If these cells prove to be involved in asthma, then
drugs that eliminate them might become an important new treatment.
Remodeling and Causes of Persistent Asthma
Over the course of years the repetition of the inflammatory events involved
in asthma can cause irreversible structural and functional changes in the
airways, a process called remodeling. The remodeled airways are persistently
narrow and can cause chronic asthma. Researchers are trying to determine how
this process occurs:
Interleukins. Some researchers are looking at potent immune factors,
including interleukins 11 and 13. They have been linked to a number of
processes possibly involved in remodeling, including scarring in the airways
and overgrowth of cells in the smooth muscles that line the airways.
Growth Factors. Compounds known as vascular endothelial growth factor (VEGF)
have been observed in the airways of patients with asthma. VEGF is a
powerful promoter of cell growth in blood vessel linings, and some
researchers believe it may be major factor in remodeling.
Genetic Factors
About one-third of all persons with asthma share this condition with another
member of their immediate family. Asthma may be more likely to pass to
children from their mother than from their father. Both allergies and asthma
are strongly associated with hereditary factors, sharing certain genetic
markers, but they are not always inherited together.
Research on the genetics of these conditions is confusing. Of some
significant promise, researchers have identified a gene (ADAM33), which has
been linked to asthma. The gene regulates one of the enzymes called
metalloproteases, which are involved with the smooth muscle in the airway. A
mutation of this gene could play a role in airway changes that occur after
inflammation.
Female Hormones
Hormones or changes in hormone levels appear to play a role in the severity
of asthma in women.
Menstrual-Related Asthma. Between 30 - 40% of women with asthma experience
fluctuations in severity that are associated with their menstrual cycle. One
study indicated that women with menstrually associated asthma tend to have
the following characteristics:
Older age
Had asthma for a long time
Had severe asthma attacks that were likely to occur 3 days before and 4 days
into the menstrual period
Oral contraceptives (OCs) theoretically should help asthma sufferers by
leveling out hormonal changes, but they do not appear to have much effect.
(There have been a few reports of asthma exacerbation with OCs, but these
are uncommon events.)
Asthma during Pregnancy. During pregnancy, one-third of women with asthma
suffer more from the condition, one-third suffer less, and one-third
experience no difference in severity. Some studies suggest that expectant
mothers carrying a female baby tend to have more severe asthma symptoms than
do those who are bearing a male.
Menopause and Asthma. Around the time of menopause (called perimenopause)
when estrogen declines, the risk for hospitalization in women with asthma
increases fourfold compared to previous years. Studies have not demonstrated
that hormone replacement therapy (HRT), which contains estrogen, has much
benefit.
NSAIDs and Acetaminophen
About 10% of adults and some fewer children have aspirin-induced asthma
(AIA). With this condition, asthma gets worse when patients take aspirin.
Aspirin is one of the drugs known as nonsteroidal anti-inflammatory drugs
(NSAIDs). Although aspirin is used to reduce inflammation in other
disorders, it appears to have the opposite effect in many asthma cases. It
is not wholly known why this occurs. AIA often develops after a viral
infection. It is a particularly severe asthmatic condition, associated with
up to 25% of asthma-related hospitalizations. In about 5% of cases, aspirin
is responsible for a syndrome that involves multiple attacks of asthma,
sinusitis, and nasal congestion. Such patients also often have polyps (small
benign growths) in the nasal passages.
Patients with aspirin-induced asthma (AIA) should avoid aspirin and most
likely other NSAIDs, including ibuprofen (Advil) and naproxen (Aleve).
Acetaminophen (Tylenol) has been the traditional alternative for relief of
minor pain for patients who are aspirin-sensitive. Unfortunately, recent
evidence has muddied these recommendations. Some asthmatic episodes have
been linked to high consumption of acetaminophen among adults.
Exercise-Induced Asthma
Exercise-induced asthma (EIA) is a limited form of asthma in which exercise
triggers coughing, wheezing, or shortness of breath.
Nocturnal Asthma
Asthma occurs primarily at night (nocturnal asthma) in as many as 75% of
patients with asthma. Attacks often occur between 2 and 4 a.m. Factors that
might play role in nocturnal asthma may include one or more of the
following:
Chemical and temperature changes in the body during the night that increase
inflammation and narrowing of the airways
Delayed allergic responses from exposure to allergens during the day
The wearing off of inhaled medications toward the early morning
An increase in acid reflux (back up of stomach acid) that causes airways to
narrow
Postnasal drip that occurs during sleep
Conditions relating to sleep, such as sleep apnea or sleeping on one's back,
which may worsen any asthma attack that occurs at night
Some experts believe that nocturnal asthma may actually be a unique form,
with its own specific biologic mechanisms that occur only at night and which
reduce natural steroid hormones (which block inflammation).
Contributing Medical Conditions
Infections. The role of infections in asthma is complicated. Respiratory
infections may play a role in some cases of adult-onset asthma, but may be
protective against asthma in small children. (In both children and adults
with existing allergic asthma, however, an upper respiratory tract infection
often worsens an attack.)
Researchers are particularly interested in the organisms Chlamydia
pneumoniae and Mycoplasma pneumoniae adenovirus. They are major causes of
both mild and serious respiratory infections and are becoming important
suspects in many cases of severe adult asthma. (If such respiratory
infections occur in young children, they are unlikely to affect adult-onset
asthma.)
In one study, patients whose asthma occurred after infections had more
severe conditions than those whose asthma was due to other causes. The
infection-initiated asthma, however, lasted only 5.6 years compared to 13.3
years in the non-infection group.
In any age group, respiratory infections worsen existing asthma in people
who have it already. Rhinovirus (the common cold virus) has been reported to
be the most common infection associated with asthma attacks. In one study,
it was associated with 61% of asthma exacerbations in children and 44% in
adults. Some research suggests that colds promote allergic inflammation and
increase the intensity of airway responsiveness for weeks.
GERD. At least half of patients with asthma have gastroesophageal reflux
disease (GERD), the cause of heartburn. It is not entirely clear which
condition causes the other or whether they are both due to common factors.
Heartburn is a condition where the acidic stomach contents back up into the
esophagus causing pain in the chest area. This reflux usually occurs because
the sphincter muscle between the esophagus and stomach is weakened. Standing
or sitting after a meal can help reduce the reflux that causes heartburn.
Continuous irritation of the esophagus lining as in gastroesophageal reflux
disease is a risk factor for the development of adenocarcinoma.
Some theories for the causal connection between GERD and asthma are:
Acid leaking from the lower esophagus in GERD stimulates the vagus nerve,
which runs through the gastrointestinal tract. This stimulated nerve
triggers the nearby airways in the lung to constrict, causing asthma
symptoms.
Acid backup that reaches the mouth may be inhaled into the airways
(aspirated). Here, the acid triggers a reaction in the airways that cause
asthma symptoms.
GERD is sometimes hard to detect and might be a contributor in the following
patients:
Those who do not respond to asthma treatments
Those whose asthma attacks follow episodes of heartburn
Those whose attacks worsen after eating or exercise
Those whose coughs follow episodes of acid reflux. (One study found that
GERD was associated with about half of the episodes of coughs and wheezes in
patients with asthma.)
Treating GERD symptoms with anti-acid drugs may resolve asthma in some (but
not all) patients who share both conditions. A small 2005 study found that
while GERD was common in patients with asthma, treatment of GERD had no
effect on asthma symptoms. A 2006 study indicated that the proton pump
inhibitor esomeprazole (Nexium) slightly helped patients who had both GERD
and asthma symptoms that occurred at night.
Sinusitis. Almost half of children and adults with allergic asthma have
sinus abnormalities, and in various studies, between 17 - 30% of patients
with asthma develop true sinusitis. The presence of sinusitis, however, does
not appear to increase the severity of asthma.
Exercise-Induced Asthma (EIA)
Exercise-induced asthma (EIA) is a limited form of asthma in which exercise
triggers coughing, wheezing, or shortness of breath. This condition
generally occurs in children and young adults, most often during intense
exercise in cold dry air. Symptoms are generally most intense about 10
minutes after exercising and then gradually resolve.
EIA is triggered only by exercise and is distinct from ordinary allergic
asthma in that it does not produce a long duration of airway activity, as
allergic asthma does. (It should be noted that some people have both forms
of asthma.) People who have only EIA do not appear to require long-term
maintenance therapy. A study of military recruits with EIA also reported
that the condition does not hinder a person's overall physical performance.
Medications
Cromolyn, a mild anti-inflammatory drug, or short-acting beta2-agonists have
been the treatments of choice for preventing EIA. Newer approaches for
people who work out regularly include pretreatment with long-acting
beta2-agonists, such as salmeterol (Serevent), or the regular use of inhaled
corticosteroids.
Hints for Reducing EIA
EIA occurs only after exercise and is more likely to occur with regularly
paced activities in cold, dry air. The following are some suggestions for
reducing its impact:
Warm-up and cool-down periods are important.
Patients with EIA might do better with activities that involve short bursts
of exercise (tennis, football) than with exercises involving long-duration
regular pacing (cycling, soccer, and distance running).
Breathing through a scarf or through the nose helps warm up the airways.
Some evidence suggests that restricting dietary salt might help reduce EIA.
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